Grey label stockbroking account forms

Disclosure documents

Before you open any new account with us, please make sure that you’ve read all the relevant disclosure documents.

Cash-funded account application forms

You will also be required to complete a cash account application form, see cash account section below.​

Individual or Joint Stockbroking Account Application Form
Are you a private individual? Use this form if you want to open a standard stockbroking account in one or more names.​

Company Stockbroking Account Application Form
Do you represent an incorporated business as, for example, a director? This form is to open a company account for incorporated businesses.

Trust Account Application Form
Do you need an account for a trust established as a legal entity under a formal agreement, such as a family trust? This is the account to use.

Margin lending linked account application forms

Do you want to gear your investments using a margin loan? You can link this stockbroking account to your existing margin loan provider (such as Leveraged, St.George or Suncorp).*

To open an account that is linked to a margin loan, please select from one of the following three account application forms, depending on whether your account will be in individual/joint names, in a company name or for a trust.

Margin Lending Linked Account Individual Joint Form
If you are opening an account in individual or joint names.

Margin Lending Linked Account Company Form
If you are opening an account for a company​​.

Margin Lending Linked Account Trust Form
If you are opening an account for a trust.

*CMC Markets Stockbroking is not licensed to provide you with margin lending related services or advice. We may receive commission for referring margin lending customers to a particular margin lender. CMC Markets Stockbroking may be entitled to an interest rate rebate of up to 1.00% of the referred customer’s margin loan from the relevant margin lender.​


Options Account Application Form
​​If you’d also like to trade options, you need to include this form with your Stockbroking Account application form.

Add-ons for your account

Cash Account Application Form

You’ll need a CMC Markets Cash Account, held with Bankwest or Macquarie, to go with your stockbroking account. You can also use it to take advantage of Australia’s lowest brokerage. If you haven’t already opened one, read the CMC Markets Cash Account PIS and fill in one of the below application forms.

CHESS Sponsorship agreement form
Use this form if your trading account with us isn’t CHESS sponsored and you want to trade online with us. Take a look at the Terms and Conditions.

Warrant Client Agreement Form
To trade warrants, first read Understanding Warrants Trading from the ASX, and then fill in our Warrants Agreement Form.

Partly Paid Security Client Agreement Form
Use this form if you want to buy partly paid securities.

Authorised Agent (Authorised Person) Form
Use this form if you’d like to give someone else authority to act on your account.

Direct Credit Authority Form
Make easy funds transfers between an external bank account and your CMC Markets Cash Account held with Bankwest.

ASX BookBuild Form

One-off instructions

One Off Sale Individual / Joint Form
Use this form if you would like to complete a one off trade.

Estate Sale Form
Estate executors can use this form for selling shares from an estate.

Transfer CHESS Holdings Form
Use this form to transfer some or all of your holdings sponsored by another broker to your account.

CHESS Sponsored Client Off Market Transfer Form
Use this form to transfer shares off-market.

Change of Details Form
Need to update your name, address or contact details?

Electronic Confirmation Authority Form
Nominate up to two email addresses where you can have your trading confirmations sent electronically instead of having them posted.