Legal Documents

Stockbroking legal documents

Stockbroking

• CMC Markets Invest Terms and Conditions
• CMC Markets Invest Financial Services Guide (FSG)
  
• CMC Markets Invest Best Execution Policy
• CMC Markets Invest Investment Portfolios Subscription Terms of Service
• ANZ Privacy Statement
  (For ANZ Cash Accounts opened on and from 1 February 2021)

Institutional stockbroking clients

• CMC Markets Stockbroking Institutional Client Terms and Conditions
• CMC Markets Stockbroking Institutional Client (DVP Settlement) Terms and Conditions
• CMC Markets Stockbroking Institutional account form
• CMC Markets Stockbroking Institutional wholesale client declaration form
• CMC Markets Stockbroking Institutional authorised agent form
• CMC Markets Stockbroking Institutional foreign tax liability self certification form

In addition to the above documents if you wish to trade options, please refer to the PDS below.

• CMC Markets Invest Exchange Traded Options Product Disclosure Statement

If you need a previous version of any of our disclosure documents, please contact client management team.