Stockbroking legal documents

Stockbroking

• CMC Invest Terms and Conditions

• CMC Invest Terms and Conditions (effective on and from 28 November 2025)

• CMC Invest Annexure A – Additional Terms for Algorithmic Trading

• CMC Invest Annexure A – Additional Terms for Algorithmic Trading (effective on and from 28 November 2025)

• CMC Invest Annexure B – Investment Portfolios Subscription Terms of Service

• CMC Invest Annexure B – Investment Portfolios Subscription Terms of Service (effective on and from 28 November 2025)

• CMC Invest Annexure C – Digital Assets Terms of Service

• CMC Invest Annexure C – Digital Assets Term of Service (effective on and from 28 November 2025)

• CMC Invest Annexure D - Additional Terms for Stock Lending Agreements with Wholesale Clients

• CMC Invest Annexure D – Additional Terms for Stock Lending Agreements with Wholesale Clients (effective on and from 28 November 2025)

• CMC Invest Financial Services Guide (FSG)

• CMC Invest Financial Services Guide (FSG) (effective on and from 28 November 2025)

• CMC Invest Best Execution Policy

• ANZ Privacy Statement
  (For ANZ Cash Accounts opened on and from 1 February 2021)

Institutional stockbroking clients

• CMC Markets Stockbroking Institutional Client Terms and Conditions

• CMC Markets Stockbroking Institutional Client (DVP Settlement) Terms and Conditions

• CMC Markets Stockbroking Institutional wholesale client declaration form

• CMC Markets Stockbroking Institutional authorised agent form

• CMC Markets Stockbroking Institutional foreign tax liability self certification form

In addition to the above documents if you wish to trade options, please refer to the PDS below.

• CMC Invest Exchange Traded Options Product Disclosure Statement

• CMC Invest Exchange Traded Options Product Disclosure Statement (effective on and from 28 November 2025)

If you need a previous version of any of our disclosure documents, please contact the Client Management Team.